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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2002-12-18 |
Branch Locations
210 River Rd, Orrington, ME 04474-3060 • United States
Carmel, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bangor | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Bangor | ME | 03/2020 | Present |
Business Ownership; JDH LLC; Co-owner; It own the building our office is in; 105 Main St.Bangor, ME 04401, , Bangor, ME, 04401; Investment-Related; 04/05/2018; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-28 |
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