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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance Co | Cincinnati | OH | 01/1993 | 06/2020 |
| Nationwide Securities, Inc | Dublin | OH | 07/1994 | 06/2020 |
| Transamerica Financial Advisors, Inc | Cincinnati | OH | 12/2020 | Present |
| World Financial Group, Inc. | Cincinnati | OH | 05/2020 | Present |
| Kaine Insurance Llc | Columbus | OH | 01/1993 | Present |
| John C Kaine | Cincinnati | OH | 04/2003 | Present |
| Nationwide Agency Trails | Cincinnati | OH | 12/2003 | Present |
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc KAINE INSURANCE LLC/Investment Related - No/5963 GLENWAY AVENUE CINCINNATI OHIO 45238/PROPERTY AND CASUALTY COMPANY/OWNER/AGENT/12.2003/120/40/MAINTAIN BUSINESS AND SELL PROPERTY AND CASUALTY PRODUCTS JOHN C KAINE/Investment Related - Yes/5963 GLENWAY AVE, CINCINNATI, OHIO 45238 513-703-4463/I OWN THE BUILDING AND MY INSURANCE AGENCY RENTS THE BUILDING/OWNER/04.2003/1/0/OWNER NATIONWIDE AGENCY TRAILS/Investment Related - No/5963 GLENWAY AVENUE, CINCINNATI, OHIO 45238 513-451-7799/THIS IS FOR LIFE AND FIXED ANNUITY TRAILS ONLY/AGENT/12.2003/1/1/OWNER OF LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-22 |
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