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Yorkville, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-11-23 |
Branch Locations
1821 Walden Office Square #400, Schaumburg, IL 60173 • United States
Yorkville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Senior Advisory Council | Scottsdale | AZ | 09/2001 | Present |
| Settelmyer Financial | St. Charles | IL | 09/2001 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 11/2009 | Present |
| Latitude Advisors, Llc | Vero Beach | FL | 11/2009 | Present |
09/2001 TO PRESENT - SETTELMYER FINANCIAL, 38W 194 PINE ROAD, ST. CHARLES, IL 60175; TITLE-INSURANCE AGENT; DUTIES-LIFE,HEALTH, LTC & ANNUITY INSURANCE SALES; TIME SPENT - 20%; COMPENSATED BY COMMISSIONS. LATITUDE ADVIOSRS, LLC POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related ADDRESS: 1821 Walden Office Square, 400, Schaumburg, IL, 60173, United States, START DATE: 2009-10-19, HOURS PER MONTH: 160 hours per month, SECURIITES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: DBA related to Investment Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-04 |
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