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Current Employers
Latitude Advisors, Llc

Yorkville, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-11-23
  • IL RA
    APPROVED
    Since 2009-11-23

Branch Locations

1821 Walden Office Square #400, Schaumburg, IL 60173 • United States

Yorkville, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Senior Advisory Council Scottsdale AZ 09/2001 Present
Settelmyer Financial St. Charles IL 09/2001 Present
Gwn Securities, Inc. Palm Beach Gardens FL 11/2009 Present
Latitude Advisors, Llc Vero Beach FL 11/2009 Present
  • 09/2001 → Present
    National Senior Advisory Council
    Scottsdale, AZ
  • 09/2001 → Present
    Settelmyer Financial
    St. Charles, IL
  • 11/2009 → Present
    Gwn Securities, Inc.
    Palm Beach Gardens, FL
  • 11/2009 → Present
    Vero Beach, FL
Previous Registrations
  • 2007-02-26 → 2009-12-01
    Medallion Advisory Services, Llc
    St. Charles, IL
  • 2003-10-13 → 2007-02-27
    Next Financial Group, Inc.
    St. Charles, IL
    South Elgin, IL
  • 2002-06-26 → 2003-10-10
    Next Financial Group, Inc.
    Lisle, IL
Other Businesses

09/2001 TO PRESENT - SETTELMYER FINANCIAL, 38W 194 PINE ROAD, ST. CHARLES, IL 60175; TITLE-INSURANCE AGENT; DUTIES-LIFE,HEALTH, LTC & ANNUITY INSURANCE SALES; TIME SPENT - 20%; COMPENSATED BY COMMISSIONS. LATITUDE ADVIOSRS, LLC POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related ADDRESS: 1821 Walden Office Square, 400, Schaumburg, IL, 60173, United States, START DATE: 2009-10-19, HOURS PER MONTH: 160 hours per month, SECURIITES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: DBA related to Investment Sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-28
S63 Uniform Securities Agent State Law Examination 1994-08-04
  • S65 Uniform Investment Adviser Law Examination
    2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    1994-08-04
Designations

View on SEC IAPD

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