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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-25 |
| CA | RA | APPROVED | 2004-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 05/2004 | Present |
| Bank Of America, Na | Scottsdale | AZ | 12/2009 | Present |
I*1448315For profit or not for profit: Entity For ProfitName of outside business organization: SAROBInvestment related: NAddress of business: Casa Grande, Arizona, 85122, United StatesNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 1/1/2022Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , inherited LLC from my father estate. no financial or day to day responsivities. my father created the LLC to hold commercial real estate. I*2220271, Entity Type Entity For Profit, Name of OBA: Sabbie llc Address: ScottsdaleArizona85255 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/27/2025 No Hours: 0 No Hours during trading: 0 Duties: investment property /none
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-15 |
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