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2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2007-09-19 |
Branch Locations
2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Highland Associates, Inc. | Birmingham | AL | 08/2006 | Present |
| Alps Distributors, Inc. | Denver | CO | 06/2013 | Present |
1. Highland Associates, Inc.; yes investment related; 2545 Highland Avenue South, Ste 200, Birmingham, AL 35205; RIA; Consultant; Start date 06/2013; 180 hours per month; 120 hours during trading 2. The Women's Fund, not investment related, 2201 5th Avenue South Apt 110 Birmingham AL 35233, corporation, Investment Committee Member, 2 hrs/mon, 2 hrs/mon during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-17 |
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