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Paige Briscoe Daniel

Highland Associates Inc

Birmingham, AL

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Current Employers
Highland Associates Inc

2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2007-09-19
  • AL RA
    APPROVED
    Since 2007-09-19

Branch Locations

2545 Highland Avenue South Suite 200, Birmingham, AL 35205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highland Associates, Inc. Birmingham AL 08/2006 Present
Alps Distributors, Inc. Denver CO 06/2013 Present
Previous Registrations
  • 2003-10-21 → 2006-08-18
    Amsouth Asset Management, Inc.
    Birmingham, AL
  • 2001-06-22 → 2003-10-21
    Amsouth Investment Management Company Llc
    Birmingham, AL
Other Businesses

1. Highland Associates, Inc.; yes investment related; 2545 Highland Avenue South, Ste 200, Birmingham, AL 35205; RIA; Consultant; Start date 06/2013; 180 hours per month; 120 hours during trading 2. The Women's Fund, not investment related, 2201 5th Avenue South Apt 110 Birmingham AL 35233, corporation, Investment Committee Member, 2 hrs/mon, 2 hrs/mon during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-03
S63 Uniform Securities Agent State Law Examination 1994-10-17
  • S65 Uniform Investment Adviser Law Examination
    1998-06-03
  • S63 Uniform Securities Agent State Law Examination
    1994-10-17
Other Names
  • Margaret Paige Daniel
  • Margaret Paige Briscoe

View on SEC IAPD

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