Robert Murray Cain

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 06/2023
  Arque Capital Ltd
  Phoenix, AZ
• 06/2023 → Present
  Independent Financial Group, Llc
  Phoenix, AZ

Previous Registrations

• 2015-05-01 → 2023-06-16
  Arque Capital, Ltd.
  Scottsdale, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

(1) ACTIVE LIFE INSURANCE LICENSE. MONTHLY COMPENSATION $300.00 - $10,000 MONTHLY HOURS 40, HOURS SPENT DURING TRADING HOURS 20. (2) MARSHA CAIN DESIGNS LLC-MEMBER IN NAME ONLY. I AM NOT AN OWNER NOR INVOLVED IN THE OPERATIONS OF THE COMPANY. I DO NOT RECEIVE ANY COMPENSATION (3) PRESIDENT OF NORTHRIDGE VILLAGE HOA WHERE I LIVE. I DO NOT RECEIVE ANY COMPENSATION (4) CHAMPION FINANCIAL ADVISORS POSITION: Managing Member for the LLC NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/04/2024 ADDRESS: 6991 E Camelback Road, Suite D-300, Scottsdale AZ 85251, United States DESCRIPTION: DBA for Marketing

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-08
• S66 Uniform Combined State Law Examination
  2004-10-19
• S63 Uniform Securities Agent State Law Examination
  1994-08-15

Other Names

• Rob Murray Cain