Scott Alan Schwartz

Employer firm

International Asset Management CRD 123418

$173M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PORTFOLIO ANALYSIS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 04/2017
  Individual Asset Management
  Menlo Park, CA
• 08/2016 → 09/2021
  Alexander Beard (Usa) Llc
  San Mateo, CA
• 09/2022 → Present
  Ententvest, Inc.
  Palo Alto, CA
• 04/2001 → 10/2024
  American Airlines
  Dallas, TX
• 04/2022 → Present
  West Valley Flying Club
  Palo Alto, CA
• 06/2024 → 09/2024
  Cash Cow Records
  San Mateo, CA
• 10/2025 → Present
  Individual Asset Management
  Menlo Park, CA

Previous Registrations

• 2017-01-25 → 2021-11-29
  Alexander Beard (Usa) Inc.
  Ellesmere Port, Cheshire
• 2014-10-10 → 2017-04-10
  International Asset Management
  Menlo Park, CA
• 2002-04-23 → 2014-10-21
  Sas Financial Advisors
  San Francisco, CA
• 2010-01-26 → 2012-09-06
  Cleary Gull Inc.
• 2005-07-14 → 2009-07-12
  Alexander Beard (Usa) Inc.
  San Francisco, CA

Other Businesses

Licensed pilot, flight instructor; non-investment related; 2022, 8 hours per week Insurance agent; non-investment related, 2022; 0 hours per week; insurance. Board of Directors and as President, of Rotary Club; Non-investment related; 2014; 1 hour a week; Author, "Investing in a New Climate: A Sustainable Approach to Investing & Living in a New Climate"; Non-investment related; 2000; 0 hour a week

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-21
• S63 Uniform Securities Agent State Law Examination
  1995-01-05

Designations

• Certified Financial Planner