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Douglas Beerbower

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

West Simsbury, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1995-05-31
CT RA APPROVED 1994-10-20
  • TX RA
    APPROVED_RES
    Since 1995-05-31
  • CT RA
    APPROVED
    Since 1994-10-20

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

West Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 07/1994 Present
Bank Of America,N.A. Hartford CT 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-06
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S65 Uniform Investment Adviser Law Examination
    1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22
Other Names
  • Prague Douglas Beerhower
  • Douglas P Beerbower
  • Prague Douglas Beerbower
  • Doug Beerbower

View on SEC IAPD

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