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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Williamsville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Williamsville NY 11/1993 03/2017
Massachusetts Mutual Life Insurance Company Amherst NY 07/2016 Present
Mml Investors Services, Llc Amherst NY 03/2017 Present
  • 11/1993 → 03/2017
    Metlife Securities Inc.
    Williamsville, NY
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Amherst, NY
  • 03/2017 → Present
    Amherst, NY
Other Businesses

NAME: GLOFKA LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: NON ACTIVE LLC POSITION: OWNER OF AN LLC START: 5/30/2012 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. DUTIES: NO ACTIVITY RELATED TO THIS LLC ANY LONGER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-12
  • S63 Uniform Securities Agent State Law Examination
    1994-08-12

View on SEC IAPD

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