Best Investors Account Sign in

Tambi Lynne James

Wells Fargo Clearing Services, LLC

Lynchburg, VA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-03
VA RA APPROVED 2012-02-24
  • TX RA
    APPROVED_RES
    Since 2018-04-03
  • VA RA
    APPROVED
    Since 2012-02-24

Branch Locations

101 Paulette Circle At Jefferson Square Suite A, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lynchburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Lynchburg VA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-23
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S65 Uniform Investment Adviser Law Examination
    2012-02-23
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10

View on SEC IAPD

Other Firms

DAVENPORT & COMPANY LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CAPTRUST
RAYMOND JAMES & ASSOCIATES, INC.
MONTVUE CAPITAL MANAGEMENT, INC.
BROWN EDWARDS WEALTH STRATEGIES
ADVANTA WEALTH MANAGEMENT

Other Investors

DENNIS ROBERT BRADSHAW
DAVID ALEXANDER HEPPNER
SAMUEL BRAGG WADDELL
HOLLY MYERS SALMON
PHILIP EDWARD PAULETTE
Jesse Ford
Abram R Halterman
JASON MICHAEL ALFORD

Other Offices

DAVENPORT & COMPANY LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
LPL FINANCIAL LLC · LYNCHBURG, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LYNCHBURG, VA
CAPTRUST · Lynchburg, VA
RAYMOND JAMES & ASSOCIATES, INC. · Lynchburg , VA
MONTVUE CAPITAL MANAGEMENT, INC. · LYNCHBURG, VA
BROWN EDWARDS WEALTH STRATEGIES · LYNCHBURG, VA

More in Lynchburg, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor