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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-30 |
| AR | RA | APPROVED | 2007-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 09/2006 | Present |
OXBOW BREWING COMPANY - 274 Jones Wood Road, Newcastle, ME - Not investment related - American Farmhouse Style Brewery - Passive Investor - March 2014 - 0 hours devoted to the other business - 0 hours devoted during business hours; ISLAND 82 INC - Lake Village, AR - Investment related - 1606 acre hunting club & 8000 acre land lease - Hunting club member - 1/2006 - 0 hours devoted to the other business - 0 hours devoted during business hours; ISLAND 82 HOUSE LLC - 2230 Cottondale Lane, Little Rock, AR - Investment related - LLC owns hunting cabin and is for insurance & liability purposes - 3/2014 - 0 hours devoted to the other business - 0 hours devoted during business hours; ROBERT C. AND ANNE A. HICKMAN FAMILY LIMITED PARTNERSHIP - 5608 Edgewood Rd., Little Rock, AR - not investment related - Family estate planning - Family member and RR on related brokerage accounts - 3/10/2014 - minimal time devoted to the other business - minimal time devoted to the other business during securities trading hours; TSH LAND COMPANY LLC - 6101 Southwind Dr., North Little Rock, AR - investment related - 950 acre hunting club - Club Member - 3/31/2014 - annual meeting participation - 0 hours devoted to the other business during securities trading hours; CGAR LLC - 10 Broadview Dr., Little Rock, AR - Investment related - Manager - Family LLC for investing real estate & property - 8/2016 - 0 hours devoted to the other business during trading hours; OXBOW BREWING COMPANY - 274 Jones Wood Rd - New Castle, ME - not investment related - Passive Investor - American farmhouse brewery with operations in New Castle & Portland, ME - June 2017 - 0 hours devoted to the other business - 0 hours devoted during securities trading hours; PARKWAY BUILDING - 5100 West JB Hunt Drive, Suite 800, Rogers, AR - investment related - passive investor - entity to own a commercial real estate building in Rogers, AR - June 2018 - 0 hours devoted to the other business - 0 hours devoted during securities trading hours; Acre Trader Inc. - 310 Wes Dickson Street, Suite 205, Fayetteville, AR - Investment related - Passive investor - Farmland investing platform that allows accredited investors portal access to own farmland - January 2019 - minimal hours devoted to the other business - 0 hours devoted during securities trading hours; South CS Apartments LLC - 5100 W JB Hunt Drive, Suite 800, Rogers, AR - investment related - Passive investor - Apartment Complex in Fayetteville, AR for rental income - September 2019 - Minimal hours devoted to the other business annually - 0 hours devoted during securities trading hours; FLATHEAD RANCH, LLC - NOT INVESTMENT RELATED - 10 BROADVIEW DR., LITTLE ROCK, AR - MEMBER/50% OWNER - PURCHASE AND OWN A RECREATIONAL PROPERTY FOR PURPOSES OF HUNTING, FISHING AND FAMILY ENJOYMENT IN LONGTON, KS - AUGUST 2021 - MINIMAL TIME DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-12 |
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