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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-14 |
| AZ | RA | APPROVED | 2011-07-26 |
Branch Locations
4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States
Phoenix, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Phoenix | AZ | 06/2011 | 08/2020 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 08/2020 | 09/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 04/2022 |
| Financial Engines Advisors L.L.C | Santa Clara | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-13 |
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