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Octavio Saenz Torres

Edelman Financial Engines

Phoenix, AZ

Phoenix, AZ

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-14
AZ RA APPROVED 2011-07-26
  • TX RA
    APPROVED_RES
    Since 2020-09-14
  • AZ RA
    APPROVED
    Since 2011-07-26

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 06/2011 08/2020
Financial Engines Advisors L.L.C. Santa Clara CA 08/2020 09/2021
Financial Engines Advisors L.L.C. Santa Clara CA 09/2021 04/2022
Financial Engines Advisors L.L.C Santa Clara CA 04/2022 Present
  • 06/2011 → 08/2020
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 08/2020 → 09/2021
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 09/2021 → 04/2022
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 04/2022 → Present
    Financial Engines Advisors L.L.C
    Santa Clara, CA
Previous Registrations
  • 2004-07-22 → 2009-09-24
    El Cajon, CA
    El Cajon, CA
    Huntington Beach, CA
    San Diego, CA
    Chula Vista, CA
    Imperial Beach, CA
    San Ysidro, CA
    Lemon Grove, CA
    San Diego, CA
    Spring Valley, CA
    El Cajon, CA
    La Mesa, CA
    San Diego, CA
    San Diego, CA
  • 2003-03-11 → 2004-07-12
    Citicorp Investment Services
    La Mesa, CA
  • 2001-03-22 → 2002-11-25
    Morgan Stanley Dw Inc.
    La Jolla, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-06
S63 Uniform Securities Agent State Law Examination 1995-09-13
  • S65 Uniform Investment Adviser Law Examination
    1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1995-09-13
Other Names
  • Toby Torres
  • Andrew Torres

View on SEC IAPD

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