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Andrew Duane Torgerson

Stifel, Nicolaus & Company, Incorporated

Greenwood Village, CO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
CO RA APPROVED 2014-02-21
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • CO RA
    APPROVED
    Since 2014-02-21

Branch Locations

6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greenwood Village CO 02/2014 Present
  • 02/2014 → Present
    Stifel Nicolaus & Co Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-16
S63 Uniform Securities Agent State Law Examination 1994-08-03
  • S65 Uniform Investment Adviser Law Examination
    2016-11-16
  • S63 Uniform Securities Agent State Law Examination
    1994-08-03

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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