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James Michael Mcbride

LPl Financial LLC

Winston-Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-03
  • NC RA
    APPROVED
    Since 2025-02-03

Branch Locations

4622 Country Club Rd, Ste 200, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Investment Group, Inc. Winston-Salem NC 01/2005 05/2017
Capital Investment Advisory Services, Llc Raleigh NC 01/2013 05/2017
Lincoln Financial Securities Corporation Winston Salem NC 05/2017 04/2021
Royal Alliance Associates, Inc. Wilkesboro NC 04/2021 02/2025
Lpl Financial Llc Winston-Salem NC 02/2025 Present
  • 01/2005 → 05/2017
    Capital Investment Group, Inc.
    Winston-Salem, NC
  • 01/2013 → 05/2017
    Raleigh, NC
  • 05/2017 → 04/2021
    Lincoln Financial Securities Corporation
    Winston Salem, NC
  • 04/2021 → 02/2025
    Royal Alliance Associates, Inc.
    Wilkesboro, NC
  • 02/2025 → Present
    Winston-Salem, NC
Previous Registrations
  • 2021-04-27 → 2025-02-05
    Winston-Salem, NC
    Scottsdale, AZ
    Winston-Salem, NC
  • 2017-05-16 → 2021-04-28
    Osaic Fs, Inc.
    Winston Salem, NC
    Winston Salem, NC
    Virginia Beach, VA
  • 2009-04-01 → 2017-05-16
    Raleigh, NC
    Winston Salem, NC
    Winston-Salem, NC
  • 2005-08-23 → 2012-12-31
    Cic Advisers, Llc
    Winston-Salem, NC
Other Businesses

1) 01/2025 - Cornerstone Wealth Partners / Non-Variable Insurance / Inv Related / WInston-Salem, NC 27104 / Start date 01/01/2016 - 3 Hrs per month - 10 % Time Spent 2) 01/2025 - Cornerstone Wealth Partners / DBA for LPL Business (entity for LPL business) - at reported business location (s) - 160 Hrs per month - 100% Time Spent 3) 01/2025 - Window World, Inc. / For-Profit Board Member / Board Member / Non Inv Related / Wilkesboro NC 28659 / Start date 02/11/2011 - 8 Hrs per month - 8% Time Spent 4) 01/2025 - JSMS, LLC / Real Estate Rental / Co-owner / Inv. Related / Winston Salem NC 27104 / Start date 10/30/2015 - 1 % Time Spent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-22
S63 Uniform Securities Agent State Law Examination 1994-09-23
  • S65 Uniform Investment Adviser Law Examination
    2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    1994-09-23
Other Names
  • Jamie Mcbride

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