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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-03 |
Branch Locations
4622 Country Club Rd, Ste 200, Winston-Salem, NC 27104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc. | Winston-Salem | NC | 01/2005 | 05/2017 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 01/2013 | 05/2017 |
| Lincoln Financial Securities Corporation | Winston Salem | NC | 05/2017 | 04/2021 |
| Royal Alliance Associates, Inc. | Wilkesboro | NC | 04/2021 | 02/2025 |
| Lpl Financial Llc | Winston-Salem | NC | 02/2025 | Present |
1) 01/2025 - Cornerstone Wealth Partners / Non-Variable Insurance / Inv Related / WInston-Salem, NC 27104 / Start date 01/01/2016 - 3 Hrs per month - 10 % Time Spent 2) 01/2025 - Cornerstone Wealth Partners / DBA for LPL Business (entity for LPL business) - at reported business location (s) - 160 Hrs per month - 100% Time Spent 3) 01/2025 - Window World, Inc. / For-Profit Board Member / Board Member / Non Inv Related / Wilkesboro NC 28659 / Start date 02/11/2011 - 8 Hrs per month - 8% Time Spent 4) 01/2025 - JSMS, LLC / Real Estate Rental / Co-owner / Inv. Related / Winston Salem NC 27104 / Start date 10/30/2015 - 1 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-23 |
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