Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2013-01-17 |
Branch Locations
1 Gilbert Ln., Plainview, NY 11797 • United States
Woodbury, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Garden City | NY | 12/2012 | Present |
1. 4/15/2019 - Sanborn Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - StartDate: 12/03/2012 - 100 Hours Per Month/5 Hours During Securities Trading. 2. 3/31/2021 - United American Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 10/23/2020 - 5 Hours Per Month During Securities Trading - Offering Medicare Supplement Insurance. 3. 7/26/2021 - Dime Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/25/2021 - 120 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-19 |
Reach out to this advisor