Rocio Morales Derodriguez

Current Employers

Employment History

• 06/2010 → Present
  Centaurus Financial, Inc.
  Anaheim, CA
• 07/2017 → Present
  Kestra Investment Services, Llc
  Pleasanton, CA
• 07/2017 → Present
  Kestra Advisory Services, Llc
  Pleasanton, CA

Previous Registrations

• 2010-06-09 → 2017-07-12
  Centaurus Financial, Inc.
  Pleasanton, CA
  Walnut Creek, CA
  La Cananda Flintridge, CA
  Anaheim, CA
• 2007-08-14 → 2010-06-14
  Equitable Advisors, Llc
  San Francisco, CA
  Walnut Creek, CA
• 2007-06-06 → 2007-08-14
  Equitable Advisors, Llc
  San Francisco, CA
  Walnut Creek, CA
• 2005-11-04 → 2007-06-11
  1717 Capital Management Company
  Hauppauge, NY
  Walnut Creek, CA
  Walnut Creek, CA
• 2001-11-07 → 2005-09-23
  Msi Financial Services, Inc.
  Lafayette, CA

Other Businesses

Business Name: Retirement Analytics Investment Related: Yes Address: 5966 Laurel Creek Dr Pleasanton CA 94588 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Start Date: 5/22/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning services to corporations and individualsBusiness Name: Kestra Advisory Services,LLC Investment Related: Yes Address: 5707 southwest Parkway Bldg. 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Representative Start Date: 5/24/2017 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: implement, review and update mutual fund line ups for retirement plans

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-28
• S63 Uniform Securities Agent State Law Examination
  1994-08-29