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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-02 |
| OH | RA | APPROVED | 2003-05-08 |
| MD | RA | APPROVED | 2002-04-05 |
Branch Locations
10461 Mill Run Cir Suite 855, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Owings Mills | MD | 05/2009 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; BALTIMORE COUNTY, MARYLAND; START DATE 5/10/2011; < 1 HOUR PER MONTH; <1 HOUR PER MONTH DURING TRADING; DUTIES ARE NOTORIZING DOCUMENTS. KUSHNER ASSET MANAGEMENT, INVT RELATED, OWINGS MILL, MD, 100% OWNERSHIP, START DATE 3/1/2001, 160 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE.; TRUSTEE FOR BROTHER-IN-LAW AND SISTER-IN-LAW, INV RELATED, BALTIMORE, MD, START: 1/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-11 |
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