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David Anthony Kurtz

Equitable Advisors, LLC

Hamilton, OH

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-01-23
  • OH RA
    APPROVED
    Since 2003-01-23

Branch Locations

29 South F Street, Hamilton, OH 45013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 11/1999 06/2020
Equitable Advisors, Llc New York NY 11/1999 Present
Other Businesses

POA Father.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-07
S63 Uniform Securities Agent State Law Examination 1994-10-10
  • S66 Uniform Combined State Law Examination
    2000-02-07
  • S63 Uniform Securities Agent State Law Examination
    1994-10-10

View on SEC IAPD

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Other Investors

LISA ANN FOSTER
Sarah Dupuy-Rasmussen
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Daniel William Kloenne
Alex Hornsby
RITA JOANNE CORNETT
Andrea Bell
Malak Rabi

Other Offices

CETERA INVESTMENT ADVISERS LLC · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · HAMILTON, OH
FIFTH THIRD SECURITIES, INC. · FAIRFIELD, OH
J.P. MORGAN SECURITIES LLC · FAIRFIELD, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Fairfield, OH
EDWARD JONES · FAIRFIELD, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAIRFIELD, OH
RIK SAYLOR FINANCIAL, INC. · FAIRFIELD, OH

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