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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2013-06-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Fond Du Lac | WI | 06/2013 | Present |
1. 06/27/2013 - OWNER - REAL ESTATE RENTAL/ 0%/ WAUPUN, WI 2. 06/27/2013 - LAKESIDE WEALTH MANAGEMENT, LLC/ DBA ONLY/ 100%/ FOND DU LAC, WI 3. 05/25/2015 - FOND DU LAC RECREATION DEPARTMENT - OUTSIDE/W-2 EMPLOYMENT - SOFTBALL UMPIRE - NOT INV REL - START 05/01/2015 - 20 HRS/MO NOT DURING SEC TRDG HRS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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