Robert Joseph Les

Lawrenceville, NJ

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
PA	RA	APPROVED	2011-02-08
NJ	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
PA RA
APPROVED

Since 2011-02-08
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

New Hope, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Jenkintown	PA	08/2014	11/2017
Morgan Sanley	Yardley	PA	11/2017	Present

08/2014 → 11/2017

Morgan Stanley Smith Barney Llc

Jenkintown, PA
11/2017 → Present

Morgan Sanley

Yardley, PA

Previous Registrations

2008-07-15 → 2009-06-01

Morgan Stanley & Co. Llc

Jenkintown, PA
1994-10-17 → 2002-11-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-21
S63	Uniform Securities Agent State Law Examination	1994-08-11

S66 Uniform Combined State Law Examination

2007-06-21
S63 Uniform Securities Agent State Law Examination

1994-08-11

Other Names

Robert J Les
Bob Les

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

CURCIO WEBB LLC

WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

CONSTANTIA CAPITAL LLC

WEINGARTEN ASSOCIATES, L.L.C.

GRIPHOOK FINANCIAL LLC

Other Investors

JENNIFER ELISE CAYLO

JASON WILLIAM RICCARDO

ALISON DENIS LONGLEY

NORAH JUDYTHE SHERIDAN

Maureen E McDevitt

CHRISTOPHER TIFFANY

JESSICA ANN SHEA

Other Offices

MORGAN STANLEY · Lawrenceville, NJ

AMERIPRISE FINANCIAL SERVICES, LLC · LAWRENCEVILLE, NJ

LPL FINANCIAL LLC · LAWRENCE TOWNSHIP, NJ

CURCIO WEBB LLC · LAWRENCEVILLE, NJ

WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC · LAWRENCEVILLE, NJ

COMMONWEALTH FINANCIAL NETWORK · Lawrenceville, NJ

CONSTANTIA CAPITAL LLC · LAWRENCEVILLE, NJ

WEINGARTEN ASSOCIATES, L.L.C. · LAWRENCEVILLE, NJ

More in Lawrenceville, NJ

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor