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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-03-24
  • MN RA
    APPROVED
    Since 2015-03-24

Branch Locations

3033 Campus Drive Suite W110, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Plymouth MN 03/2015 Present
Raymond James Financial Services Advisors Inc. Plymouth MN 03/2015 Present
Pfk Management Plymouth MN 03/2015 Present
Scholz Eden Prairie MN 05/2017 Present
  • 03/2015 → Present
    Raymond James Financial Services,Inc
    Plymouth, MN
  • 03/2015 → Present
    Plymouth, MN
  • 03/2015 → Present
    Pfk Management
    Plymouth, MN
  • 05/2017 → Present
    Scholz
    Eden Prairie, MN
Previous Registrations
Other Businesses

(1)Name of Business: PFK Financial Services, Inc. Address: 3033 Campus Dr Ste W110, Plymouth, MN, 55441, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/12/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial planning for clients and prospects. (2)Name of Business: Scholz Address: 11447 Entrevaux Dr, Eden Prairie, MN, 55347, United States Activity Type: Control Person Position/Title: Executor (Acting),Executor (Named Only),Personal representative (Acting),Personal representative (Named Only),Power of Attorney (Acting),Power of Attorney (Named Only) Investment Related: Yes Start Date: 05/11/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Future Executor for a maternal aunt.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-16
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S66 Uniform Combined State Law Examination
    2011-07-16
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • Deborah J Behling
  • Deborah J Behling
  • Deborah Joy Thompson

View on SEC IAPD

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