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1995 East Rum River Drive S, Cambridge, MN 55008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-05-06 |
| WI | RA | APPROVED | 2025-02-27 |
| ND | RA | APPROVED | 2025-02-04 |
| MN | RA | APPROVED | 2018-11-21 |
Branch Locations
613 Roosevelt Rd Se, Bemidji, MN 56601 • United States
1995 East Rum River Drive S, Cambridge, MN 55008 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Basis | Forest City | IA | 11/2015 | 05/2017 |
| White Bear Productions | Mahtomedi | MN | 05/2017 | 08/2018 |
| Legacy | Vadnais Heights | MN | 08/2018 | 09/2018 |
| Efs Advisors | Cambridge | MN | 10/2018 | Present |
| Advanced Advisor Group Llc | Cambridge | MN | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-25 |
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