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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-20 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
Prestige Financial Holdings, LLC (member of LLC); 207 Willesden Dr Cary, NC 27513 Managing Member, Owner,05/22/2019. 1HR/MO. DBA: Prestige Financial Group; North Carolina School of Science and Mathematics Foundation Board,1219 Broad St Durham, NC 27705, Board Member, Provide advice and guidance regarding Foundation activities. Foundation fund raises and provides funding to School (kind of like a PTA) for School sanctioned activities, 08/01/2025,2HRS/MO.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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