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Johnson Powell Noerdlinger

Stifel, Nicolaus & Company, Incorporated

Oklahoma City, OK

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-26
OK RA APPROVED 2018-09-07
  • TX RA
    APPROVED_RES
    Since 2018-10-26
  • OK RA
    APPROVED
    Since 2018-09-07

Branch Locations

6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 09/2018
Stifel Nicolaus & Co Inc Oklahoma City OK 09/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Oklahoma City, OK
  • 11/2016 → 09/2018
    Wells Fargo Clearing Services, Llc
    Oklahoma City, OK
  • 09/2018 → Present
    Stifel Nicolaus & Co Inc
    Oklahoma City, OK
Previous Registrations
  • 2008-01-01 → 2018-09-11
    Wells Fargo Clearing Services, Llc
    Oklahoma City, OK
  • 1996-12-05 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Oklahoma City, OK
    St. Louis, MO
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-29
S63 Uniform Securities Agent State Law Examination 1994-09-06
  • S65 Uniform Investment Adviser Law Examination
    1996-11-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-06
Other Names
  • Johnson Powell Noerolinger

View on SEC IAPD

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