David J Kiolbassa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX
• 06/2011 → Present
  Bank Of America,N.A.
  San Antonio, TX

Previous Registrations

• 1998-01-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

I*51301 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOLY TRINITY CATHOLIC CHURCH FINANCE COMMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78258 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/12/2012 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: MEET WITH PARISH DIRECTORS TO REVIEW AND DISCUSS PARISH FINANCES, PROJECTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-05
• S63 Uniform Securities Agent State Law Examination
  1994-09-22

Other Names

• David Joseph Kiolbassa