Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-10-23 |
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 10/2009 | Present |
| Bank Of America,N.A. | San Antonio | TX | 06/2011 | Present |
I*51301 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HOLY TRINITY CATHOLIC CHURCH FINANCE COMMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN ANTONIO, TEXAS 78258 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/12/2012 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: MEET WITH PARISH DIRECTORS TO REVIEW AND DISCUSS PARISH FINANCES, PROJECTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
Reach out to this advisor