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O Phil Haydon

Wells Fargo Clearing Services, LLC

Shelby, NC

Davidson, NC

Shelby, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-12
NC RA APPROVED 2002-06-20
  • TX RA
    APPROVED_RES
    Since 2021-10-12
  • NC RA
    APPROVED
    Since 2002-06-20

Branch Locations

1610 E Marion St Ste 150 Lakeside Commons Complex, Shelby, NC 28150 • United States

130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States

Shelby, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Shelby NC 11/2016 Present
Wells Fargo Advisors Llc Shelby NC 05/2009 11/2016
Previous Registrations
  • 2002-01-28 → 2002-06-20
    Wachovia Securities, Inc.
    Shelby, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1994-10-21
  • S65 Uniform Investment Adviser Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-10-21

View on SEC IAPD

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