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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-06-10 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| L.M. Kohn & Company | Cincinnati | OH | 05/2016 | 04/2025 |
| Lpl Financial Llc | Rochester | MI | 04/2025 | Present |
1 - 04/2025 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 02/05/2026 - Trinitas Planning Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - SDtart Date 02/03/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-21 |
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