William Bertalin Walsh

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 02/2019
  Morgan Stanley
  Fairfield, CT
• 08/2017 → 12/2017
  Unemployed
  Fairfield, CT
• 11/2007 → 07/2017
  Cantor Fitzgerald
  New York City, NY
• 10/2019 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2019 → Present
  Northwestern Mutual Investment Services Llc
  Fairfield, CT
• 03/2019 → 10/2019
  Unemployed
  Fairfield, CT
• 01/2020 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2018-06-19 → 2019-02-04
  Morgan Stanley
  Fairfield, CT

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED 2. OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 3/21/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OUTSIDE SALES AND SERVICING OF INSURANCE; NOT INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2018-06-19
• S65 Uniform Investment Adviser Law Examination
  1995-09-12
• S63 Uniform Securities Agent State Law Examination
  1994-07-28

Other Names

• Will Walsh
• William Bertalan Walsh
• Willy Walsh
• William Bertalin Walsh
• William Bertalin Walsh
• Will Walsh