Larry Keith Shikles

Employer firm

Mosaic Wealth CRD 317377

$2.04B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CREDIT, CASH MANAGEMENT, AND INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 12/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2015 → 12/2021
  Mosaic Family Wealth, Llc
  St Louis, MO
• 01/2022 → Present
  Mosaic Family Wealth Partners, Llc
  St. Louis, MO

Previous Registrations

• 2015-02-20 → 2022-01-04
  Mosaic Family Wealth, Llc
  St. Louis, MO
• 2009-06-01 → 2015-03-05
  Morgan Stanley
  Chesterfield, MO
• 1995-11-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Chesterfield, MO
  St. Louis, MO
  St. Louis, MO

Other Businesses

1. HSM WEALTH PARTNERS LLC; ST LOUIS, MO; PERSONAL INVESTMENT IN START UP FIRM INVESTING IN VENTURE CAPITAL FUNDS (TECHNOLOGY AND LIFE SCIENCES); PASSIVE INVESTOR; NO TIME SPENT DURING AND AFTER BUSINESS; 11/2013 2. FIXED INSURANCE, NOT INVESTMENT RELATED, SERVICING AGENT ON FIXED INSURANCE POLICIES. ANSWER QUESTIONS ON POLICIES WE ARE BROKE OF RECORD ON. NEW BUSINESS IS NOT ACTIVELY SOLICITED. 0 HRS/MONTH. 3. Fellowship of Christian Athletes Board of Directors. Not Investment Related. 1400 South Highway Drive, Fenton, MO 63099. Non Profit. Board of Directors Member. 01/2018. 2 Hrs/Mo; 0 During Trading Hours. Participate in Fundraising to Support Organization Activities. 4. Greater St. Louis Fellowship of Christian Athletes; Not Investment Related; 1400 S. Highway Dr, Fenton, MO. 63099; Charitable Organization; 1st Vice President; 01/01/2022; 10 hours per month; Leadership of Board.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-25
• S63 Uniform Securities Agent State Law Examination
  1994-08-23