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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-08 |
| TX | RA | APPROVED_RES | 2020-06-05 |
Branch Locations
800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Los Angeles | CA | 01/2012 | 06/2020 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 01/2012 | 06/2020 |
| Morgan Stanley Smith Barney Llc | Newport Beach | CA | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | Present |
Private jet charter company 2. Do you receive any compensation for your role with the Entity? No 3. Do you provide any specific trading, investment or financial advice to the clients of the Entity? No 4. What is your role and your exact duties and responsibilities for the Entity? Please be specific. My role is a passive investor a. Are decisions made as a committee, or are you solely responsible for certain or specific decisions? b. Are you the head or chairman of the finance/investment committee? No 6. Are you the Registered Representative for any account related to the Entity? No 7. Are there any brokerage or bank accounts associated with the Entity for which you will have access to or authority over? No 8. Is the Entity associated with any of your current clients or clients of the Firm? If yes, please describe. No (one of my clients is a current passive investor as well) 9. Do you provide any investment advice to the Entity or will you have any influence over the investment decisions made by the Entity? No If yes, please describe in detail. 10. Do you provide any specific financial/investment advice or any advice regarding the selection of outside investment/money managers? No. If yes, please describe in detail. 11. Are you aware of any relationship between the Entity and Morgan Stanley? No. If so, please describe the relationship(s)? 12. How many hours per week do you spend on the activities currently (during work hours and after work hours)? 0 13. Please provide the website and tax ID# for the entity. www.wheelsup.com *861 - Real Estate; Investment related Yes; Las Vegas, NV; Rental; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); March 2021; During business hours: 0; After business hours: 0; Administrative *683 - 1906 Shanon Michelle; Investment related No; Las Vegas, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 0; Property owner *681 - Rental Property; Investment related Yes; North Las Vegas, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2021; During business hours: 0; After business hours: 0; Owner of property *662948 - Rock Development LLC; Investment Related - Yes; Newport Beach, California; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2025; During Business Hours: 0; After Business Hours: 0; Real Estate Owner *687167- 2697 S. Cherokee Lane; Investment related: Yes; Woodstock, Georgia; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04-2026; During business hours: 0; After business hours: 0; Property Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-08 |
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