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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
301 S Ham Ln Ste A, Lodi, CA 95242 • United States
Lodi, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lodi | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lodi | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 301 S. Ham Lane, Ste. ALodi, CA 95242, ,; Not Investment-Related; 08/01/2006. Other Business Activities; Professional Pool Player; I will playing in some random Open 9 Ball or 10 Ball Pool Tournaments in the future probably about 4-6 a year. 1st place prize money anywhere from $300 to $10,000. Just depends on when and where. Mostly West Coast, California, Nevada, Texas. Question 6.8 N/A amount of monthly income is unknown; 2307 Cochran Road , , Lodi, CA, 95242; Not Investment-Related; 10/05/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-02 |
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