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Michael K Lopez

Morgan Stanley

St. Petersburg, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-07
FL RA APPROVED 2022-08-16
  • TX RA
    APPROVED_RES
    Since 2022-09-07
  • FL RA
    APPROVED
    Since 2022-08-16

Branch Locations

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities, Llc Alpharetta GA 07/2015 02/2017
Fsc Securities Atlanta GA 10/2018 05/2020
Bank Of America Atlanta GA 08/2017 10/2018
Self-Employed Atlanta GA 02/2017 08/2017
Morgan Stanley Smith Barney Llc St Petersburg FL 06/2022 Present
Infosys Atlanta GA 07/2020 05/2022
  • 07/2015 → 02/2017
    E*Trade Securities, Llc
    Alpharetta, GA
  • 10/2018 → 05/2020
    Fsc Securities
    Atlanta, GA
  • 08/2017 → 10/2018
    Bank Of America
    Atlanta, GA
  • 02/2017 → 08/2017
    Self-Employed
    Atlanta, GA
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    St Petersburg, FL
  • 07/2020 → 05/2022
    Infosys
    Atlanta, GA
Other Businesses

I'm the owner of a condominium that is an investment property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2006-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2006-08-04
Other Names
  • Michael Kevin Lopez

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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