Charles William Mitchell

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Lewes, DE
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lewes, DE
• 1997-12-18 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lewes, DE

Other Businesses

Personal Trust ; Investment Related No; Millsboro DE ; Personal Trust ; Trustee ; Dec 1992 ; During business hours : 0 , After business hours : 10.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-07
• S63 Uniform Securities Agent State Law Examination
  1994-09-07

Other Names

• C W William Mitchell
• Charles William Mitchell
• Charles William Mitchell Ii