William Paul Ringham

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Minneapolis, MN

Previous Registrations

• 2007-05-14 → 2007-10-04
  Invest Financial Corporation
  St. Paul, MN
• 2002-11-15 → 2004-10-13
  Rbc Capital Markets, Llc
  Minneapolis, MN

Other Businesses

(1) 1911 PLEASANT AVENUE LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: RENTAL REAL ESTATE; NOT INVESTMENT RELATED; START DATE: 01/01/2008; CAPACITY: OWNER-PASSIVE, PARTNER; DUTIES: THIS IS A PARTNERSHIP WITH MY SIBLINGS. AT THIS POINT, I AM PRESIDENT, BUT WE REVISIT THE ROLES ON AN ANNUAL BASIS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: America Endowment Foundation ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: AEF Council of Advisors CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 05/09/2023 DUTIES: Participation in up to 4 council meetings each year which typically last for 1 to 2 hours HOURS DEVOTED PER MONTH: 4-8 hours per year HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4

Exams

• S66 Uniform Combined State Law Examination
  2007-05-04
• S63 Uniform Securities Agent State Law Examination
  1999-01-12

Other Names

• Bill Ringham
• William Paul Ringham