Wendy Ann Hammond

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Reno, NV
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  Reno, NV
• 10/2020 → Present
  Lpl Financial, Llc
  Reno, NV
• 10/2020 → Present
  Legacy Wealth Planning, Llc
  Reno, NV
• 06/2023 → Present
  Mariner Independent Advisor Network
  Overland Park, KS

Previous Registrations

• 2020-10-20 → 2023-12-04
  Legacy Wealth Planning, Llc
  Reno, NV
• 2011-02-15 → 2020-09-23
  Wells Fargo Clearing Services, Llc
  Reno, NV
  Reno, NV

Other Businesses

1) 10/2020 - DBA for LPL Business (entity for LPL business) - Legacy Wealth Planning - Investment Related - At Reported Business Location(s) - Start Date 08/31/2020 2) 10/2020 - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 07/15/2016 - 2 hours per month/ 1 hour during trading 3) 12/12/2023 - Mariner Independent Advisor Network LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 02/25/2026 - Hammond Harmony Investments - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 5 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-02-02

Other Names

• Wendy A Linscott