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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-07-29
  • PA RA
    APPROVED
    Since 2003-07-29

Branch Locations

2790 Mosside Blvd Ste 620, Monroeville, PA 15146-2743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 10/1994 03/2020
Ameriprise Financial Services, Llc Monroeville PA 03/2020 Present
Other Businesses

Business Ownership; Michael A Carretta CFP Inc; Manage and pay business expenses; Manage and pay business expenses.; 174 Seneca Place, , Mars, PA, 16046; Not Investment-Related; 01/01/2004; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Clear Thoughts Foundation; Clear Thought Foundation Board Advisor; 3000 Village Run Road, Unit 103 #225, Wexford, PA, 16046; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Michael A Carretta CFP Inc; President - Management of cash flow, solo 401(k) and disbursements.; pay and manage business expenses; 174 Seneca Place, , Mars, PA, 16046; Not Investment-Related; 01/01/2004; 10 to 19 hours per month; 0 during trading hours / Robert Morris University; Part-time faculty; Teaching- part time: Part-time faculty to teach one retirement planning courses in the Fall 2026 semester at Robert Morris University.; 6001 University Blvd, , Moon Twshp, PA, 15108; Not Investment-Related; 09/11/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; CFP Board Wings for Widows; Provide ProBono financial guidance for individuals that have had a sudden loss of a spouse. The support is based on CFP Board guidelines and principles.; 290 Peavey Road, , Wayzata, MN, 55391; Not Investment-Related; 09/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-12
  • S63 Uniform Securities Agent State Law Examination
    1994-07-12
Designations

View on SEC IAPD

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