Best Investors Account Sign in

Richard Neil Gardner

Edward Jones

Lincolnwood, IL

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-12
  • IL RA
    APPROVED
    Since 2009-01-12

Branch Locations

4433 W Touhy Ave Suite 555, Lincolnwood, IL 60712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2008 Present
Previous Registrations
  • 2004-03-02 → 2004-10-06
    M&T Securities, Inc.
    Cheektowaga, NY
  • 2002-12-20 → 2004-02-06
    New England Securities
    Hunt Valley, MD
  • 2002-07-15 → 2002-08-12
    New York, NY
Other Businesses

Rental Property Type of business: residential rental property Baltimore, MD Start date: 7/1/2008 Owner Hours per week: 1 Hours during trading: 0 Landlord/ Property Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-02
S65 Uniform Investment Adviser Law Examination 2002-07-13
S63 Uniform Securities Agent State Law Examination 2001-08-27
  • S66 Uniform Combined State Law Examination
    2009-01-02
  • S65 Uniform Investment Adviser Law Examination
    2002-07-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lincolnwood, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor