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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-17 |
Branch Locations
6401 N Lincoln Avenue, Lincolnwood, IL 60712 • United States
5950 W. Touhy, Niles, IL 60714 • United States
2440 Main Street, Evanston, IL 60202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade | Chicago | IL | 04/2016 | 12/2017 |
| Spice Daddy Inc | Glenview | IL | 04/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2017 | 10/2021 |
| Bank Of America, N.A. | Rolling Meadows | IL | 02/2018 | 10/2021 |
| Fifth Third Bank | Lincolnwood | IL | 11/2021 | Present |
| Fifth Third Securities | Lincolnwood | IL | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-29 |
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