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Compass Financial Advisors LLC CRD 109131
$282M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2005-12-14 |
Branch Locations
160 Rail Road, Suite 2, Chesterton, IN 46304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Advisors | Chesterton | IN | 09/2005 | Present |
Ariel Solutions, LLC, owner, IN, wheelchair accessories, March 2018, 5hrs/week not during trading hours, not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2005-10-25 |
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