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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-03-01 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
New London, WI • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-03-01 |
Branch Locations
New London, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Appleton | WI | 09/2005 | 02/2018 |
| Raymond James & Associates | New London | WI | 02/2018 | Present |
| Raymond James Financial Services, Inc. | St Petersburg | FL | 02/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | New London | WI | 03/2018 | Present |
(1)Name of Business: FINRA Address: varies by hearing location, MIlwaukee, WI, 53226, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/15/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a FINRA arbitrator. I would be one of three arbitrators on a panel who read pleadings filed by the parties, listen to arguments, study the documentary and/or testimonial evidence and render a decision.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-15 |
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