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17818 Statesville Rd Suite 221, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-10-15 |
Branch Locations
17818 Statesville Rd Suite 221, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Powell Financial, Inc. | Cornelius | NC | 10/2007 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2007 | 03/2020 |
1.) Member of the Finance Committee of the Grandfather Golf and Country Club 2120 NC-105, Linville, NC 28646. Attend monthly meetings, provide input towards the direction of the club and make decisions regarding the best interest of club members. Start Date 1/2020. Not Investment Related. 4-6HRS/Month with 2-4 during trading hours. 2.) Member/Manager of several real estate limited partnerships. 17818 Statesville Road, Suite 221, Cornelius, NC 28031. Start Date 10/1992. Not Investment Related. 4 HRS/Month with 2-4 during trading hours. 3.) Licensed Insurance Agent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-19 |
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