Layton Leon John

Current Employers

Lji Wealth Management, Llc

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2008-11-04

IN RA
APPROVED

Since 2008-11-04

Branch Locations

6569 Carrollton Avenue, Indianapolis, IN 46220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lji Wealth Management	Indianapolis	IN	06/2007	Present

06/2007 → Present

Lji Wealth Management

Indianapolis, IN

Previous Registrations

2007-07-17 → 2009-01-26

Obs Financial

Indianapolis, IN

Concord, CA
2001-11-08 → 2004-12-14

Banc One Securities Corporation

Indianapolis, IN

Other Businesses

INSURANCE LICENSED LIFE AND HEALTH THE DUGOUT OWNER/BOOKKEEPER RESTAURANT/BAR SINCE 06/2017 NOT INVESTMENT REALTED JHR PENSIONS, LLC PARTNER SINCE 05/2024 INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-11
S66	Uniform Combined State Law Examination	2000-05-02
S63	Uniform Securities Agent State Law Examination	1994-08-19

S65 Uniform Investment Adviser Law Examination

2007-09-11
S66 Uniform Combined State Law Examination

2000-05-02
S63 Uniform Securities Agent State Law Examination

1994-08-19

View on SEC IAPD

Current Employers

Lji Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews