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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-09 |
| AR | RA | APPROVED | 2013-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Little Rock | AR | 07/2010 | 09/2022 |
| Stephens Inc. | Little Rock | AR | 09/2022 | Present |
FOUR DUCKS LLC - NOT INVESTMENT RELATED - ALTHEIMER, AR - 50% OWNER - RICE & SOYBEAN FARM/DUCK HUNTING CLUB - 6/2008 - 30 HOURS PER MONTH DEVOTED - 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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