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Michael James Vickerman

Vickerman Investment Advisors, Inc.

Spokane, WA

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Current Employers
Vickerman Investment Advisors, Inc.

4102 S Regal Street Suite 202, Spokane, WA 99223 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-12
WA RA APPROVED 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2023-07-12
  • WA RA
    APPROVED
    Since 2021-07-01

Branch Locations

4102 S Regal Street Suite 202, Spokane, WA 99223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ten Capital Wealth Advisors, Llc Spokane WA 07/2020 06/2021
Vickerman Investment Advisors, Inc. Spokane WA 07/2021 Present
Vickerman & Driscoll Financial Advisors, Inc Spokane WA 01/2001 07/2020
  • 07/2020 → 06/2021
    Ten Capital Wealth Advisors, Llc
    Spokane, WA
  • 07/2021 → Present
    Vickerman Investment Advisors, Inc.
    Spokane, WA
  • 01/2001 → 07/2020
    Vickerman & Driscoll Financial Advisors, Inc
    Spokane, WA
Previous Registrations
  • 2020-07-28 → 2021-06-30
    Ten Capital Wealth Advisors, Llc
    Spokane, WA
  • 2001-01-01 → 2020-07-27
    Vickerman & Driscoll Financial Advisors,Inc.
    Spokane, WA
    Spokane, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-22
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1995-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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