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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-04-05
  • IA RA
    APPROVED
    Since 2023-04-05

Branch Locations

9245 Northpark Dr, Johnston, IA 50131 • United States

9245 Northpark Dr, Johnston, IA 50131 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Des Moines IA 05/2001 02/2017
Principal Life Insurance Co Des Moines IA 03/2006 12/2016
Lincoln Investment Fort Washington PA 02/2017 04/2018
Heartland Retirement Group Johnston IA 02/2017 Present
Gradient Securities, Llc Arden Hills MN 04/2018 12/2022
Rr Financial, Inc Urbandale IA 02/2018 Present
Capital Analyst Fort Washington PA 02/2017 04/2018
Gladstone Wealth Partners Johnston IA 12/2022 04/2023
Brokers International Financial Services Johnston IA 04/2023 Present
  • 05/2001 → 02/2017
    Princor Financial Services
    Des Moines, IA
  • 03/2006 → 12/2016
    Principal Life Insurance Co
    Des Moines, IA
  • 02/2017 → 04/2018
    Fort Washington, PA
  • 02/2017 → Present
    Heartland Retirement Group
    Johnston, IA
  • 04/2018 → 12/2022
    Arden Hills, MN
  • 02/2018 → Present
    Rr Financial, Inc
    Urbandale, IA
  • 02/2017 → 04/2018
    Capital Analyst
    Fort Washington, PA
  • 12/2022 → 04/2023
    Johnston, IA
  • 04/2023 → Present
    Brokers International Financial Services
    Johnston, IA
Previous Registrations
Other Businesses

1) Heartland Retirement Group; not investment related; 9245 Northpark Dr, Johnston, IA 50131; Fixed Insurance; Insurance Agent; 12/01/2017; 100 hours per month; 60 hours during securities hours; Sales of Fixed insurance products. 2) RR Financial, INC; Not investment related; 945 NE Fox Valley CT, Waukee, IA 50263; S-Corp; Managing member; 02/01/2018; 1 hour per month; 0 hours during securities hours; S-Corp for insurnance commissions. 3) Heartland Retirement Group Wealth Management; Investment related; 9245 Northpark Dr, Johnston, IA 50131; DBA for Advisory Business; 60 hours per month; 60 hours during securities hours; Invesment management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-17
S65 Uniform Investment Adviser Law Examination 1999-05-06
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S66 Uniform Combined State Law Examination
    2007-08-17
  • S65 Uniform Investment Adviser Law Examination
    1999-05-06
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15
Other Names
  • Randy Rinderknecht

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