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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Willis Corroon Inc. | Rosemont | IL | 04/1990 | Present |
| Pruco Securities, Llc. | Rosemont | IL | 06/1994 | 11/2024 |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
1. 11/14/2024 - n/a - Real Estate Rental - Countryside, IL - INV REL - Start Date 02/04/2022 - 2hrs/mth 2. 11/14/2024 - n/a - Real Estate Rental - Riverside, IL - INV REL - Start Date 09/15/2021 - 2hrs/mth 3. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-31 |
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