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Stephen Joseph Michener

Wells Fargo Clearing Services, LLC

Simi Valley, CA

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-23
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-09-23
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

2740 Cochran St, Simi Valley, CA 93065 • United States

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newbury Park CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Newbury Park CA 11/2016 Present
Previous Registrations
  • 2003-01-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Thousand Oaks, CA
    Newbury Park, CA
    Simi Valley, CA
    Simi Valley, CA
    Moorpark, CA
    Simi Valley, CA
    West Hills, CA
    Thousand Oaks, CA
    Thousand Oaks, CA
    Agoura Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-04
S63 Uniform Securities Agent State Law Examination 1994-07-11
  • S65 Uniform Investment Adviser Law Examination
    2003-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-07-11

View on SEC IAPD

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Other Investors

JORGE ALBERTO MEZA
NEAL GARDNER DAVIS
ROBERT PHILIP SULLIVAN
Benjamin Scott Ruiter
MICHAEL DIFIORE
Bryan Kenneth Geurink
Chad Michael Francis
Andrea Smith Young

Other Offices

HBW ADVISORY SERVICES LLC · SIMI VALLEY, CA
TORTUGA ADVISERS LLC · SIMI VALLEY, CA
BRIDGE THE GAP RETIREMENT PLANNERS · SIMI VALLEY, CA
THE INDEPENDENT FINANCIAL GROUP · SIMI VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Simi Valley, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Simi Valley, CA
MISSION WEALTH MANAGEMENT, LP · Simi Valley, CA
THE INDEPENDENT FINANCIAL GROUP · Simi Valley, CA

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