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James David Pattie

Horizon Capital Management, LLC

Lake Forest, IL

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Current Employers
Horizon Capital Management, Llc

One Westminster Place Suite 100A, Lake Forest, IL 60045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-01-03
  • IL RA
    APPROVED
    Since 2005-01-03

Branch Locations

One Westminster Place Suite 100A, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Capital Management, Llc Lake Forest IL 08/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-08
  • S65 Uniform Investment Adviser Law Examination
    2004-12-08

View on SEC IAPD

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Michael John Brady
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CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

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