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James David Pattie

Horizon Capital Management, LLC

Lake Forest, IL

CRD 2509399

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Employer firm

Horizon Capital Management, LLC CRD 132113

$136M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • SUB ADVISORY SERVICES TO OTHER INVESTMENT ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Horizon Capital Management, Llc

One Westminster Place Suite 100A, Lake Forest, IL 60045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-01-03
  • IL RA
    APPROVED
    Since 2005-01-03

Branch Locations

One Westminster Place Suite 100A, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horizon Capital Management, Llc Lake Forest IL 08/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-08
  • S65 Uniform Investment Adviser Law Examination
    2004-12-08

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL

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