James T Hise

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Kansas City, MO
• 06/2011 → Present
  Bank Of America, N.A.
  Kansas City, MO

Other Businesses

I* 1762277 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: San Jose Del Cabo, Baja California Norte, 23405, Mexico Position, title, association: Sole owner Start date of relationship: 03/25/2024 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-06
• S63 Uniform Securities Agent State Law Examination
  1994-08-22

Other Names

• James T Hise
• James Timothy Hise