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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2001-04-17 |
| KS | RA | APPROVED | 1997-12-30 |
| TX | RA | APPROVED_RES | 1996-04-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 06/1994 | Present |
| Bank Of America, N.A. | Kansas City | MO | 06/2011 | Present |
I* 1762277 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: San Jose Del Cabo, Baja California Norte, 23405, Mexico Position, title, association: Sole owner Start date of relationship: 03/25/2024 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-22 |
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