Jeffrey Clark Peterson

Current Employers

Employment History

• 06/1994 → 02/2025
  Concourse Financial Group Securities Inc
  Phoenix, AZ
• 03/1994 → Present
  Financial Planning Unlimited, Inc.
  Phoenix, AZ
• 01/2006 → 02/2025
  Concourse Financial Group Securities Inc
  Phoenix, AZ
• 02/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-02-13 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Phoenix, AZ
  Phoenix, AZ
  Birmingham, AL

Other Businesses

1) (dba) FPU INC; Investment Related; 4545 N 12th Street, Phoenix, AZ 85014; Insurance Agent/Tax Preparer/Advisor; Start Date 03/1994; 10 hours per month; Insurance sales of life, disability and annuities, tax prep and planning, meet with clients to review estate planning, and work with an attorney firm for legal documents. >> 2) NOTARY SERVICES; Investment Related; 4545 N 12th Street, Phoenix, AZ 85014; Other; Notary; Start Date 10/2000; One hour per month with that one hour per month occurring during trading hours; Provide notary services as a non-fee courtesy to existing clients as/when needed. >> 3) 4545 12TH ST LLC; Investment Related; 4545 N 12th Street, Phoenix, AZ 85014; Real Estate; Co-owner; Start Date 10/2021; 1 hour per month with no hours per month occurring during trading hours; Co-own this rental office property with my spouse. 4) NAME OF OTHER BUSINESS: FINANCIAL PLANNING UNLIMITED, INC. ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/1994; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX PLANNING AND PREPARATION;

Exams

• S66 Uniform Combined State Law Examination
  2002-09-26
• S63 Uniform Securities Agent State Law Examination
  1994-09-12

Designations

Other Names

• Jeffrey C Peterson